Disclosure

The information on this site is not to be construed as investment advice; it is for educational purposes only.

Settlement Investment Services (“SIS”) is a division of NorthCoast Asset Management LLC (“NorthCoast”), an SEC registered investment adviser, headquartered in Greenwich, CT. The information herein has not been approved or reviewed by the SEC or any state securities authority. Registration as an investment adviser does not imply a certain level of skill or training.

NorthCoast and its investment adviser representatives are in compliance with the current filing requirements imposed upon SEC registered investment advisers by those states in which NorthCoast maintains clients.

NorthCoast may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. NorthCoast’s website is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of NorthCoast’s website on the Internet should not be construed by any consumer and/or prospective client as NorthCoast’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet.

For information pertaining to the registration status of NorthCoast, please contact the SEC or the state securities law administrators for those states in which NorthCoast maintains a notice filing. A copy of NorthCoast’s current written disclosure statement discussing NorthCoast’s business operations, services, and fees is available from NorthCoast upon written request. NorthCoast does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to NorthCoast’s website or incorporated herein, and takes no responsibility thereto. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

Past performance may not be indicative of future results or that any investment objective or target return will be achieved; losses may occur. Therefore, no current or prospective client should assume that future performance of any specific investment, investment strategy (including the investments and/or investment strategies recommended or undertaken by NorthCoast) or product made reference to directly or indirectly by NorthCoast on its website, or indirectly via a link to an unaffiliated third party website, will be profitable or equal the corresponding indicated performance level(s). Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment will either be suitable or profitable for a client or prospective client’s investment portfolio. Historical performance results for investment indices and/or categories generally do not reflect the deduction of transaction and/or custodial charges, the deduction of an investment management fee, nor the impact of taxes, the incurrence of which would have the effect of decreasing historical performance results. For this reason, performance results are not directly comparable with indices or other benchmarks.

Certain portions of NorthCoast’s website (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, NorthCoast’s (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. This information may have been previously disseminated by NorthCoast to its clients or associates. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from NorthCoast, or from any other investment professional. You should not treat any opinion expressed as a specific inducement to make a particular investment or follow a particular strategy.

NorthCoast is neither an attorney nor accountant, and no portion of the website content should be interpreted as legal, accounting or tax advice. Furthermore, the prospective client is solely responsible for determining whether any investment, security or strategy, or any other product or service, is appropriate or suitable for the prospective client based on the prospective client’s investment objectives and personal and financial situation. The prospective client should consult with an investment professional, or an attorney or tax professional regarding their specific investment, legal or tax situation.

Opinions expressed on this site are for informational purposes only and subject to change without notice. Opinions are based upon information deemed reliable, however NorthCoast cannot guarantee its completeness or accuracy, and it should not be relied upon as such. Although all information presented is believed to be true and accurate at the time of publication, NorthCoast is under no obligation to update or correct any information provided on this website.